Alacrity Securities Ltd — Updates, 27-05-2025: Company Update

A ALACRITY SECURITIES LTD.

MEMBER : NSE, BSE

SEBI - Single Registration No. : INZ000215936

CIN NO. : L999999MH1994PLC083912

Date: 27.05.2025

To,

Department of Corporate Services,

BSE LIMITED

P. J. Towers, Dalal Street,

Mumbai - 400 001.

BSE Scrip Code: 535916

Subject: Annual Secretarial Compliance Report for the year ended March 31,

2025

Dear Sir/Madam,

Pursuant to Regulation 24A of SEBI (Listing Obligation and Disclosure

Requirements) Regulations, 2015, as amended, we are attached herewith the

Annual Secretarial Compliance Report for the year ended 31st March, 2025.

You are requested to take the same on your record.

Thanking you,

Yours Faithfully,

For, ALACRITY SECURITIES LIMITED

KISHORE Digitally signed by KISHORE VITHALDAS

VITHALDAS sva Date: 2025.05.27

SHAH 155647 10530

KISHORE VITHALDAS SHAH

WHOLE-TIME DIRECTOR

DIN: 01975061

-

Regd. Office : 101, Hari Darshan, B-wing, Bhogilal Fadia Road, Kandivali (W), Mumbai - 400 067.

Tel.: 2807 3468 / 2807 3469 + E-mail : info@alacritysec.com / alacritysec@gmail.com

Website : www.alacritysec.com

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Jaymin Modi & Co.

COMPANY SECRETARIES

PEER REVIEWED FIRM

ANNUAL SECRETARIAL COMPLIANCE REPORT OF ALACRITY SECURITIES LIMITED FOR THE

FINANCIAL YEAR ENDED 31ST MARCH, 2025

We have conducted the review of the compliance of the applicable statutory provisions and the

adherence to good corporate practices by Alacrity Securities Limited (he-rein-after referred as "the

Company"), having its registered office at 101-102, Haridarshan Building, Bhogilal Fadia Road, Near

SVP Primary School, Kandivali (West), Mumbai, Maharashtra, 400067 Secretarial Review was

conducted in a manner that provided us a reasonable basis for evaluating the corporate

conducts/statutory compliances and providing our observations thereon

We have examined:

a) All the documents and records made available to us and explanation provided by M/s.

ALACRITY SECURITIES LIMITED (“the Listed Entity”)

b) The filings/submissions made by the listed entity to the stock exchange;

c) Website of the Company;

d) Any other document/filling as may be relevant, which has been relied upon to make this

certification;

For the year ended 315t March, 2025 in respect of compliance with the provision of:

a) The Securilies and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulation,

circulars, guidelines issued thereunder; and

b) The Securities Contracts (Regulation) 2018 (“SCRA”), rules made thereunder and the

Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of

India (“SEBI")

The Specific Regulations, whose provisions and the circulars/guidelines issued thereunder, have

been examined include:-

1|Pag

a) The Securities and Exchange Board of India (Listing Obligations and Disclosure

Requirements) Regulations, 2015;

b) The Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)

Regulations, 2018;

c) The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeover)

Regulations, 2011;

d) The Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018 (Not

applicable during the review period);

e) The Securities and Exchange Board of India (Share Based Employee Benefits and Sweat

Equity) Regulation, 2021; (Not applicable during the review period); 9\ & Ca

9:603/604, Sai Janak Classic, Sudhir Phadke Flyover, Devidas Lane, Borivali (W), Mumbai - 400 103, Maharashtra, India.

©:+9198922 18060 & info@csjmco.com &: csjmeo.com

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f) Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities)

Regulations, 2021 (Not applicable during the review period);

g) The Securities and Exchange Beard of India (Prohibition of Insider Trading) Regulations,

2015;

and circulars/ guidelines issued thereunder;

and based on the above examination, [/We hereby report that, during the Review Period:

(a) The listed entity has complied with the provisions of the above Regulations and circulars/

guidelines issued thereunder, except in respect of matters specified below: -

Sr. | Compliance Regulation/ | Deviat | Actio | Type of Action | Details | Fine Obser | Manage | Remark

No. Requirement | Circular No. | ions n of Amount | vation | ment s

* | (Regulations/ Take Violati s/ Respons

circulars/ nby on Rema |e

guidelines rks of

including the

specific Practi

clause) cing

Comp

any

Secret

a5y

Advisory/

Clarification/F ine/Show

Cause Notice/ |

Warning, etc |

NIL

(b) The listed entity has taken the following actions to comply with the observations made in

previous reports:

Sr. | Observations/ | Observations Compliance Details of | Remedial Comments. of the |

No. | Remarks ofthe | made in the | Requirement violation /| actions, if | PCS on the actions

Practicing secretarial (Regulations/circulars/ | deviations any, taken by | taken by the listed

Company compliance guidelines including | and actions | the listed | entity

Secretary in | report for the | specific clause) taken / | entity |

the previous | year ended .... penalty |

reports (the years are to imposed, if |

be mentioned) ;ISI :’e' dce?mttyhe ‘

NIL

2|Page

“Enapies’ . %? %

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I hereby report that, during the Review Period the compliance status of the listed entity is appended

as below:

Sr.No | Particulars Compliance Observations/ Remark by PCS

Status (Yes/No/NA)

Secretarial Standards: -

The compliances of the listed entity are Yes in accordance with the applicable

Secretarial Standards (SS) issued by the

Institute of Company Secretaries India (ICST), as notified hy the Central

Government under section 118(10) of

the Companies Act, 2013 and

mandatorily applicable.

2 Adoption and timely updation of the -

Policies:

«All applicable policies under SEBI Yes

Regulations are adopted with the

approval of board of directors of the

listed entities

= All the policies are in conformity with Yes

SEBI Regulations and have been reviewed & updated on time, as per

the regulations/ circulars/ guidelines issued by SEBI

3 Maintenance and disclosures on E

Website:

o The Listed entity is maintaining a Yes

functional website o Timely dissemination of the

documents/ information under a Yes

separate section on the website

* Web-links provided in annual

corporate governance reports under Yes

Regulation 27(2) are accurate and

specific which re- directs to the

relevant document(s)/ section of the

website

4 Disqualification of Director: Yes -

None of the Director(s) of the Company

is/are disqualified under Section 164 of Companies Act, 2013 as confirmed hy

the listed entity.

5! Details related to Subsidiaries of

listed entities have been examined Company has no subsidiaries

war.t:

(a) Identification of material subsidiary NA

companies

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(b) Disclosure requirement of material

as well as other subsidiaries

Preservation of Documents:

The listed entity is preserving and

maintaining records as prescribed

under SEBI Regulations and disposal of

records as per Policy of Preservation of

Documents and Archival policy

prescribed under SEBI LODR

Regulations, 2015.

Yes

Performance Evaluation:

The listed entity has conducted

performance evaluation of the Board,

Independent Directors and the

Committees at the start of every

financial year/during the financial year

as prescribed in SEBI Regulations.

Yes

Related Party Transactions:

(a) The listed entity has obtained prior

approval of Audit Committee for all

related party transactions; or

(b) The listed entity has provided

detailed reasons along with

confirmation whether the Lransactions were subsequently approved/ ratified/

rejected by the Audit Committee, in case

no prior approval has been obtained.

Yes

NA

Disclosure of events or information:

The listed entity has provided all the

required disclosure(s) under Regulation

30 along with Schedule 11l of SEBI LODR

Regulations, 2015 within the time limits

prescribed thereunder.

10 Prohibition of Insider Trading:

The listed entity is in compliance with

Regulation 3(5) & 3(6) SEBI

(Prohibition of Insider Trading)

Regulations, 2015.

Yes

11 Actions taken by SEBI or Stock

Exchange(s), ifany:

No action(s) has been taken against the

listed entity/ its promoters/ directors/

subsidiaries either by SEBI or by Stock

Exchanges (including under the

Standard Operating Procedures issued

by SEBI through various circulars)

under SEBI Regulations and_ circulars/

guidelines issued thereunder.

Yes

No Actions taken against the listed

entity / its promoters /directors

/subsidiaries either by SEBI or BSE

Under SEBI Regulations and circulars/ guidelines issued

thereunder during the year under

review.

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12 Resignation of statutory auditors

from the listed entity or its material

subsidiarics

In case of resignation of statutory

auditor from the listed entity or any of

its material subsidiaries during the

financial year, the listed entity and / or

its material subsidiary(ies) has / have complied with paragraph 6.1 and 6.2 of

section V-D of chapter V of the Master

Circular on compliance with the

provisions of the LODR Regulations by

listed entities.

NA

Additional Non-compliances, if any:

No additional non-compliance observed

for any SEBI

regulation/circular/guidance note etc.

No

No additional non- compliance was

observed for any SEBI regulation

/circular /guidance note etc.

during the year under review.

Assumptions & Limitation of scope and Review:

1. Compliance of the applicable laws and ensuring the authenticity of documents and information

furnished, are the responsibilities of the management of the listed entity.

2. Our responsibility is to certify based upon my examination of relevant documents and

information. This is neither an audit nor an expression of opinion.

3. 1 have not verified the correctness and appropriateness of financial Records and Books of

Accounts of the listed entity.

4. This Report is solely for the intended purpose of compliance in terms of Regulation 24A (2) of the

SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and is neither an

assurance as to the future viability of the listed entity nor of the efficacy or effectiveness with which

the management has conducted the affairs of the listed entity

For, Jaymin Modi & Co.

Jaymin

Piyush

Bhai Modi17zz2240530

Digitally signed

by Jaymin Piyush Q~\ Bhal Modi A

Date: 20250526 X

Wi

Mr. Jaymin Modi \‘{ " o,

Company Secretaries

Membership No - 44248

COP No - 16948

UDIN No - A044248G000440479

PR No. - 2146/2022

Date: 26.05.2025

Place: Mumbai

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