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30-05-2025 | 01:50 pm

DATE: 30.05.2025

TO,

BSE LIMITED

Phiroze Jeejeebhoy Towers,

Dalal Street,

Mumbai- 400001

Company Scrip No. : 538817

Sub: Annual Secretarial Compliance Report for the year ended 31st March, 2025

Pursuant to Regulation 24A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read

with Circular No. CIR/CFD/CMD/1/27/2019 dated 8th February, 2019, please find enclosed Annual Secretarial

Compliance Report for the year ended 31st March, 2025 issued by Mr. Kishor S Dudhatra, Practising Company

Secretary.

We request you to take the above on record and acknowledge.

Thanking you,

Yours sincerely,

For CAPTAIN PIPES LIMITED

KANTILAL M. GEDIA

(WHOLETIME DIRECTOR)

DIN: 00127949

Encl: Annual Secretarial Compliance Report

Digitally signed by Kantilal Manilal GediyaDN: C=IN, O=Personal, T=6185, OID.2.5.4.65=ca696d784eb94c9286d423282b61ed54, Phone=768bf79255c78b2f039d1e09df9717909bb5b0c456be3db5fcfc3b292211b6e2, PostalCode=360002, S=Gujarat, SERIALNUMBER=

7b946936e4155cf08d658b9d623f35584dbb78ab4cc207e7bfa70e3bf2229019, CN=Kantilal Manilal GediyaReason: I am the author of this documentLocation: Date: 2025.05.30 13:40:32+05'30'

Foxit PDF Reader Version: 12.0.2

Kantilal Manilal Gediya

----------------Page (0) Break----------------

To, Date: 10.05.2025

The Board of Directors,

CAPTAIN PIPES LIMITED

CIN: L25191GJ2010PLC059094

Survey No-257, Plot No. 23 To 28,

N.H. No. 8-B, Shapar (Veraval),

Rajkot - 360002

SECRETARIAL COMPLIANCE REPORT OF CAPTAIN PIPES LTD FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2025

I/We have conducted the review of the compliance of the applicable statutory provisions and the adherence to good

corporate practices by CAPTAIN PIPES LTD, having its Registered Office at Survey No-257, Plot No. 23 To 28, N.H. No. 8-

B, Shapar(Veraval), Rajkot - 360002 IN. Secretarial Review was conducted in a manner that provided me/us a

reasonable basis for evaluating the corporate conducts/statutory compliances and to provide my/our observations

thereon. Based on my/our verification of the listed entity’s books, papers, minutes books, forms and returns filed and

other records maintained by the listed entity and also the information provided by the listed entity, its officers, agents

and authorized representatives during the conduct of Secretarial Review, I/we hereby report that the listed entity has,

during the review period covering the financial year ended on 31st MARCH, 2025 complied with the statutory

provisions listed hereunder in the manner and subject to the reporting made hereinafter :

I/We KISHOR DUDHATRA - PRACTISING COMPANY SECRETARY have examined:

(a) all the documents and records made available to us and explanation provided by CAPTAIN PIPES LTD ,

(b) the filings/ submissions made by the listed entity to the stock exchanges,

(d) any other document/ filing, as may be relevant, which has been relied upon to make this report, for the

financial year ended 31ST MARCH , 2025 in respect of compliance with the provisions of :

(a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars,

guidelines issued thereunder; and

(b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and the Regulations,

circulars, guidelines issued thereunder by the Securities and Exchange Board of India (“SEBI”);

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined,

include:-

(a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;

(b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018;

(d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; NOT APPLICABLE DURING

THE PERIOD UNDER REVIEW

(e) Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021;

NOT APPLICABLE DURING THE PERIOD UNDER REVIEW

(f) Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021;

NOT APPLICABLE DURING THE PERIOD UNDER REVIEW

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(g) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;

(h) Any other regulations as applicable and circulars/ guidelines issued thereunder;

And based on the above examination, I/We hereby report that, during the Review Period:

I. (a) The listed entity has complied with the provisions of the above Regulations and circulars/guidelines issued

thereunder, except in respect of matters specified below:

Sr No Compliance

Requirement

(Regulations/

circulars/

guide- lines

including

specific clause)

Regulatio

Circular

No.

Deviati

ons

Action

Taken by

Type of

Action

Details of

violaton

Fine

Amount

Observations

/ Remarks of

the

Practicing

Company

Secretary

Manage

ment

Response

Remar

NIL

(b) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr No Compliance

Requirement(Re

gulations/

circulars/ guide-

lines including

specific clause)

Regulati

on/

Circular

No.

Deviat

ions

Action

Taken by

Type of

Action

Details of

Violation

Fine

Amou

Observations

/ Re- marks

of the

Practicing

Com pany

Secretary

Manage

ment

Response

Remar

II. Compliances related to resignation of statutory auditors from listed entities and their material subsidiaries as per

SEBI Circular CIR/CFD/CMD1/114/2019 dated 18th October, 2019:

No.

Particulars Compliance

Status (Yes/No/

NA)

Observations/

Remarks by PCS*

1. Compliances with the following conditions while appointing/re-appointing an auditor

i. If the auditor has resigned within 45 days from the end of a

quarter of a financial year, the auditor before such resignation, has

issued the limited review/ audit report for such quarter; or

ii. If the auditor has resigned after 45 days from the end of a

quarter of a financial year, the auditor before such resignation, has

issued the limited review/ audit report for such quarter as well as

the next quarter; or

iii. If the auditor has signed the limited review/ audit report for

the first three quarters of a financial year, the auditor before such

resignation, has issued the limited review/ audit report for the last

quarter of such financial year as well as the audit report for such

financial year.

2. Other conditions relating to resignation of statutory auditor

i. Reporting of concerns by Auditor with respect to the

listed entity/its material subsidiary to the Audit Committee:

a. In case of any concern with the management of the

listed entity/material subsidiary such as non-availability of

information / non- cooperation by the management which has

hampered the audit process, the auditor has approached the

Chairman of the Audit Committee of the listed entity and the

----------------Page (2) Break----------------

Audit Committee shall receive such concern directly and

immediately without specifically waiting for the quarterly Audit

Committee meetings.

b. In case the auditor proposes to resign, all

concerns with respect to the proposed resignation, along with

relevant documents has been brought to the notice of the Audit

Committee. In cases where the proposed resignation is due to

non-receipt of information / explanation from the company, the

auditor has informed the Audit Committee the details of

information/ explanation sought and not provided by the

management, as applicable

c. The Audit Committee / Board of Directors, as the case may be,

deliberated on the matter on receipt of such information from

the auditor relating to the proposal to resign as mentioned above

and communicate its views to the management and the

auditor.

ii. Disclaimer in case of non-receipt of information:

The auditor has provided an appropriate disclaimer in its audit

report, which is in accordance with the Standards of Auditing

as specified by ICAI / NFRA, in case where the listed entity/ its

material subsidiary has not provided information as required by

the auditor.

The listed entity / its material subsidiary has obtained

information from the Auditor upon resignation, in the format as

specified in Annexure-A in SEBI Circular CIR/

CFD/CMD1/114/2019 dated 18th October, 2019.

----------------Page (3) Break----------------

III. I/we hereby report that, during the review period the compliance status of the listed entity is

appended as below :

Sr.

No.

Particulars Compliance

Status

(Yes/No/NA)

Observations/

Remarks by

PCS*

1. Secretarial Standards:

The compliances of the listed entity are in accordance

with the applicable Secretarial Standards (SS) issued by

the Institute of Company Secretaries of India (ICSI).

YES -

2. Adoption and timely updation of the Policies:

All applicable policies under SEBI Regulations are

adopted with the approval of board of directors of the

listed entities

All the policies are in conformity with SEBI

Regulations and have been reviewed & updated on time,

as per the regulations/circulars/guidelines issued by SEBI

YES

3. Maintenance and disclosures on Website:

The Listed entity is maintaining a functional

website

Timely dissemination of the documents/

information under a separate section on the website

Web-links provided in annual corporate

governance reports under Regulation 27(2) are accurate

and specific which re- directs to the relevant

document(s)/section of the website

YES

4. Disqualification of Director:

None of the Director(s) of the Company is/ are disqualified

under Section 164 of Companies Act, 2013 as confirmed

by the listed entity.

YES

5. Details related to Subsidiaries of listed entities have

been examined w.r.t.:

(a) Identification of material subsidiary companies

(b) Disclosure requirement of material as well as

other subsidiaries

Company has

no any

subsidiary

company.

6. Preservation of Documents:

The listed entity is preserving and maintaining records as

prescribed under SEBI Regulations and disposal of

records as per Policy of Preservation of Documents and

Archival policy prescribed under SEBI LODR Regulations,

2015.

YES

7. Performance Evaluation:

The listed entity has conducted performance evaluation

of the Board, Independent Directors and the Committees

at the start of every financial year/during the financial

year as prescribed in SEBI Regulations.

YES

----------------Page (4) Break----------------

8. Related Party Transactions:

(a) The listed entity has obtained prior approval of Audit

Committee for all related party transactions; or

(b) The listed entity has provided detailed reasons

along with confirmation whether the transactions were

subsequently approved/ratified/rejected by the Audit

Committee, in case no prior approval has been obtained.

YES

9. Disclosure of events or information:

The listed entity has provided all the required disclosure(s)

under Regulation 30 along with Schedule III of SEBI LODR

Regulations, 2015 within the time limits prescribed

thereunder.

YES

10. Prohibition of Insider Trading:

The listed entity is in compliance with Regulation 3(5) &3(6)

SEBI (Prohibition of Insider Trading) Regulations, 2015.

YES

11. Actions taken by SEBI or Stock Exchange(s), if any:

No action(s) has been taken against the listed entity/

its promoters/ directors/ subsidiaries either by SEBI or

by Stock Exchanges (including under the Standard

Operating Procedures issued by SEBI through various

circulars) under SEBI Regulations and circulars/

guidelines issued thereunder except as provided under

separate paragraph herein.

No such event

during the

period under

review

12. Additional Non-compliances, if any:

No additional non-compliance observed for any SEBI

regulation/circular/guidance note etc.

No such event

during the

period under

review

----------------Page (5) Break----------------

Assumptions & Limitation of scope and Review:

1. Compliance of the applicable laws and ensuring the authenticity of documents and

information furnished, are the responsibilities of the management of the listed entity.

2. Our responsibility is to report based upon our examination of relevant documents and

information. This is neither an audit nor an expression of opinion.

3. We have not verified the correctness and appropriateness of financial Records and Books of

Accounts of the listed entity.

4. This Report is solely for the intended purpose of compliance in terms of Regulation 24A (2)

of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and is neither an

assurance as to the future viability of the listed entity nor of the efficacy or effectiveness with which

the management has conducted the affairs of the listed entity.

DATE : 10.05.2025 KISHOR DUDHATRA

PLACE : AHMADABAD COMPANY SECRETARIES

PROPRIETOR

M. NO. FCS 7236

C.P.NO. 3959

PEER REVIEW CERTIFICATE NO.: 1919/2022

UDIN NO.: F007236G000313938

Digitally signed by Kishor Savjibhai DudhatraDN: C=IN, O=Personal, T=1337, OID.2.5.4.65=3mjcifkazwhb4n2g916o78vde5p0yxrt, Phone=61af04d59471671c7040140287773c103523de75329e195404ef257312026c16, PostalCode=360001, S

=Gujarat, SERIALNUMBER=787f9cdc944006ba143af0f38b0e381dcd71bb4e00b87e505a68ebea8260a57b, CN=Kishor Savjibhai DudhatraReason: I am the author of this document

Location: Date: 2025.05.10 19:08:37+05'30'Foxit PDF Reader Version: 12.0.2

Kishor Savjibhai

Dudhatra

----------------Page (6) Break----------------

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