Algoquant Fintech Ltd — Updates, 30-05-2025: Company Update

Algoquant Fintech Limited

Registered Office- Unit no. 705, 7th Floor Iscon Elegance, Prahlad Nagar, Ahmedabad, Gujarat-380015 I CIN- L74110GJ1962PLC136701

Email ID:

investors

@algoquantfintech.com

I

Mobile: +91-9910032394

I

Website: www.algoquantfintech.com

May 30, 2025

To,

The Manager (Listing)

BSE Limited

Floor 25, P J Tower,

Dalal Street, Mumbai - 400001

Scrip Code: 505725

Subject: Secretarial Compliance Report for the Financial Year ended March 31, 2025

Dear Sir/Madam,

In terms of Regulation 24A(2) of the SEBI (Listing Obligations and Disclosure Requirements)

Regulations, 2015 (as amended), we are submitting herewith the Secretarial Compliance Report

of the Company for the financial year ended March 31, 2025 duly issued by M/s. Parth P Shah

& Associates, Practicing Company Secretaries.

The above information shall also be available on Company’s website

www.algoquantfintech.com

We request you to take the same on record.

Thanking You,

Yours faithfully,

For Algoquant Fintech Limited

Devansh Gupta

Managing Director

DIN: 06920376

Encl.: As above

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PARTH P SHAH & ASSOCIATES

PRACTICING COMPANY SECRETARIES

C- I108, I l|h Floor, The First, Near Keshavbaug party plot, Vastrapur, ehmedabad- 3g0015

Tel. No. : 8460753 160, E-mail: parthshah50T@gmail.com

To,

The Board of Directors,

Algoquant Fintech Limited

Unit No. 705, 07th Floor of ISCON Elegance, developed at plot No. 24,

Prahladnagar, Gujarat, Ahmadabad- 38001 5,

Sir/ Madam,

Annual Secretarial Compliance Reoort for the Financial Year 2024-25

I have been engaged by Algoquant Fintech Limited (hereinafter referred to as 'the Company')

bearing CIN: L74ll0Gll962PLC13670l whose equity shares are listed on BSE Limited (Security

Code: 505725) to conduct an audit in terms of Regulation 24A of SEBI (Listing Obligations and

Disclosure Requirements) Regulations, 2015 as amended read with SEBI's Circular No.

CIR/CFD/CMDII2712}I9 dated 86 February, 2019 and to issue the Annual Secretarial Compliance

Report thereon.

It is the responsibility of the management of the Company to maintain records, devise proper systems

to ensure compliance with provisions of all applicable SEBI Regulations and circulars/ guidelines

issued there under from time to time and to ensure that the systems are adequate and are operating

effectively.

My responsibility is to verify compliances by the Company with provisions of all applicable SEBI

Regulations and circulars/ guidelines issued there under from time to time and issue a report thereon.

My audit was conducted in accordance with Guidance Note on Annual Secretarial Compliance Report

issued by the Institute of Company Secretaries of India and in a manner which involved such

examinations and verifications as considered necessary and adequate for the said purpose. Annual

Secretarial Compliance Report is enclosed'

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PARTH P SHAH & ASSOCIATES

PRACTTcTNG coMpA Nv socnrranirs

c- ,08. I r* rt"*. rn

Secretarial Comnliance Renort of

(CIN: L74tt0G.[962pLC1

36701)

I have examined:

and Disclosure Requirements)

(a) Alr the documents and records made ava,able to

us and explanation provided by Argoquant

Fintech Limited (..the listed entity,,),

(b) The filings/ submissions made by the listed entity

to the stock exchanges,

(c) Website of the listed entity,

(d) Any other document/ filing, as may be relevant, which

has been relied upon to make this

report.

For the year ended 3l't March, 2025 ("Review period',) in

respect of compliance with the

provisions of:

(a) The Securities and Exchange Board of India Act, 1992(.,SEBI

Act,,) and the Regurations,

circulars, guidelines issued thereunder; and

(b) The Securities contracts (Regulation) Act, 1956 ('scRA,),

rules made thereunder and the

Regulations, circulars, guidelines issued thereunder by the securities

and Exchange Board of

India ('lSEBI");

The specific Regulations, whose provisions and the circulars/ guidelines

issued thereunder, have

been examined, include: -

(a) Securities and Exchange Board of India (Listing obligations and

Disclosure

Requirements) Regulations, 20 1 5 ;

(b) Securities and Exchange Board of India (Issue of

Capital

Regulations, 201 8;

(c) securities and Exchange Board of India (Substantial Acquisition of

Shares and

Takeovers) Regulations, 201 l;

(d) securities and Exchange Board of lndia (Buy-Back ofSecurities)

Regurations, 20l g; [Not

Applicable as there was no reportable event tluring the period under review];

Alpoouant f,intech Limited

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PARTH P SHAH & ASSOCIATES

,RACTTar NG coNr,ANu srcnr.ai.i.s

c- uog. u- rtr-,

(e) Securities and Exchange Board of India

(Share Based Employee Benefits and

SweatEquity) Regurations, 2021

; [Not Applicabre as there was no reportabre event during

theperiod under reviewl;

(f) Securities and Exchange Board

of India (Issue and Listing of Non-convertible

securities)Regulations,

2021 ; [Not Applicable as there w

under reviewl;

' r- -'- ' rl.P{!.urE a! rucre was no reportable event during the period

(g) securities and Exchange Board oflndia (prohibition

oflnsider Trading) Regulations, 2015;

(h) other regulations as applicable

And circulars/ guidelines issued thereunder;

And based on the above examination. I hereby report

that, during the Review period:

a) (**) The listed entity

has complied with the provisions ofthe above Regulations

and circulars/guidelines issued thereunder, except

in respect of matters specified below:

Sr.

No.

ction

aken

ype of

of the

mpan

'&iltll

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PARTH P SHAH & ASSOCIATES

PRACTICI NG COMPANY SECRETARI ES

C- I I08, I lth Floor, The First. Near Keshavburg party Hot, Vast upur3hmedabad- 3gO0l5

Tet_ No. : 8460753.160, E-mail: parthshah50T@gmail.com

b) The listed entity has taken the following actions to comply with the observations made in previous

reports:

I I hereby report that, during the review period the compliance status ofthe listed entity with

the

following requirements :

Sr.

No.

Com-

pliance

Require-

ment

(Regu-

lations/

circulars

guide-

lines

includinl

specific

clausc)

Regu-

lation/

Circula

r No.

DeviationsActin

on

Taken

by

Tl pe of

Action

Details of

Violation

Fine

Amount

Obser-

vations/

Remark

s of the

Practici

ng

Compan

v

Secretar

v

Manage

- ment

Re-

sponse

Remarks

NA

Sr.

No.

ParticularsCompliance

Status

(Yes/I.,lo/

NA)

Observations

{Remarks by

PCS*

1.

Secretarial Standards:

The compliances oi the listed entity are in accordance with

the applicable Secretarial Standards (SS) issued by the

Institute of Company Secretaries of India (ICSI).

Yes

7

Adoption and timely updation of the Policies:

o All applicable policies under SEBI Regulations are

adopted with the approval ofboard ofdirectors ofthe listed

entities

All the policies are in conformity with SEBI Regulations

Yes

\

811 \$\\u*)-i)

s@

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PARTH P SHAH & ASSOCIATES

PRACTICI NG COM PANY SECRETARI ES

C- I 108, I lth Floor, The First. Near Keshavbaug Party Plot, Vastrapur, Ahmedabad- 380015

Tel. No. : 8460753160, E-mail: parthshah50T@gmail.com

and have been reviewed & updated on time, as per the

regulation/circular/guideline issued by SEBI

.,.Maintenance and disclosures on Website:

o The Listed entity is maintaining a functional website

Timbly dissemination of the documents/ information

under a separate section on the website

Web-links provided in annual corporate govemance reports

under Regulation 27 (2) are accurate and specific which re-

directs to the relevant document(s)/ section of the website

Yes

1.Disqualifi cation

of Director:

None of the Director(s) of the Company is/ are disqualified

under Section 164 of Companies Act, 2013 as confirmed by

the listed entity.

Yes

Details related to Subsidiaries of listed entities have

examined w.r,t.:

(a) Identification of material subsidiary companies

(b) Disclosure requirement of material as well as

other subsidiaries

beenNA

6.Preservation of Documents:

The listed entity is preserving and maintaining records as

prescribed under SEBI Regulations and disposal ofrecords

as per Policy of Preservation of Documents and Archival

policy prescribed under SEBI (LODR) Regulations, 2015.

Yes

1Performance Evaluation:

The listed entity has conducted performance evaluation of

the Board, Independent Directors and the Committees at the

start of every financial year/during the financial year as

prescribed in SEBI Regulations.

Yes

\

[lt'^iJ

Nlvy sEyzz

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PARTH P SHAH & ASSOCIATES

PRACTICI NG C()M I)A NY SECRETARIES

I l6 Floor, The First, Near Keshavbaug Parry Plot, Vastrapu., Ah."dabad- 3866 t 5

Tel. No. : 8460753 I60, E-mail: parthshah50T@gmail.com

a) The listed entity has obtained prior approval of audi

committee for all related party transactions;

) In case no prior approval obtained, the listed entity shal

proi ide detailed reasons along with confirmation

the transactions were

approved./ratifi ed/rejected by the audit committee.

of events or information:

listed entity has provided all the required disclosure(s

Regulation 30 along uith Schedule III of SEBI LOD

ions,2015 within the time limits prescribed thereunder

hibition of Insider Trading:

listed entity is in compliance with Regulation 3(5) & 3(

EBI (Prohibition of Insider l'rading) Regulations, 201 5.

taken by SEBI or Stock Exchange(s), if any:

action(s) has been taken against the listed entity/

directors/ subsidiaries either by SEBI or by

changes (including under the Standard Operating

by SEBI through various circulars) under SEB

ons and circularsi guidelines issued thereunder (or)

actions taken against the listed entity/ its

subsidiaries either by SEBI or by Stock

specified in the last column.

n of statutory auditors from the listed entity or

I su bsidiaries:

case ol resignation of statutory auditor from the listed enti

any of its material subsidiaries during the financial year,

entity and / or its material subsidiary(ies) has /

ied with paragraph 6.1 ar,td 6.2 of section V-D of

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PARTH P SHAH & ASSOCIATES

PRACTICI NG COM PANY SECRETARIES

C- I108, I ld Floor, The First, Near Keshavbaug Party Plot, Vastrapur, Ahmedabad- 380015

Tel. No. : 8460753160, E-mail: parthshah50T@gmail.com

We further, report that the listed entity is in compliance with the disclosure requirements of Employee

Benefit Scheme Documents in terms of regulation 46(2) (za) of the LODR Regulations. NA

Assumptions & limitation of scope and review:

l. Compliance of the applicable laws and ensuring the authenticity of documents and information

fumished, are the responsibilities of the management of the listed entity.

2. Our responsibility is to report based upon our examination of relevant documents and

information. This is neither an audit nor an expression ofopinion.

3. We have not verified the correctness and appropriateness of financial records and books of

account of the listed entity.

4. This report is solely for the intended purpose of compliance in terms of Regulation 24A (2) of

the SEBI (LODR) Regulations, 2015 and is neither an assurance as to the future viability of the

listed entity nor ofthe elficacy or effectiveness with which the management has conducted the

affairs of the listed entitY.

FOR PARTH P SHAH & ASSOCIATES

V of the Master Circular on compliance with the provisions ol

the LODR Regulations by listed entities.

13.

Additional Non-compliances, if any:

No additional non-compliance observed for any SEBI

regulation/circular/guidance note etc.

NA

Place: Ahmedabad

Date: 27.05.2025PRACTICING

.fazil,%

COMPANY SECRETARIES

Parth P Shah

Proprietor

FCS No.: 11871

C P No.: 18640

UDIN: F011871G000457943

Peer Review Cert. No.: 194912022

'l/

rl rcq

?\ c9w['&lBll

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